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CRD#: 3390

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Where the Statistical Data for DAVID SHERMAN & COMPANY Comes From

Understanding the Statistics for DAVID SHERMAN & COMPANY and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
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HNWI
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Breakdown of Assets Under Management
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MISC
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Registered
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HNWI
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Firm Disclosures
No Disclosures

FIRM INFORMATION

Established
Illinois since 03/01/1965
Firm Type
Corporation
Fiscal year end
October
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
PINKERT, STUART LESLIEPRESIDENT, CHIEF COMPLIANCE OFFICER363788

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Advisor's working at DAVID SHERMAN & COMPANY

Dalton Stockton
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Dalton Stockton

Dalton J Stockton, Dalton James Stockton
IAR
RR
CRD#: 6538307
Location:
St. Louis, MO 63103

Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC

Disclosures:
Experience:
7 years
Jeffrey S. Perry
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Jeffrey S. Perry

Jeffrey S Perry
IAR
RR
CRD#: 5462991
CFP®: Certified Financial Planner
Location:
West Bloomfield, MI

Registered Affiliation(s):STRATEGIC ADVISERS LLC

Disclosures:
Experience:
18 years
Yasuyuki Goto
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Yasuyuki Goto

Yasu Goto
PR
CRD#: 7348851
Location:
Miami, FL 33131

Registered Affiliation(s):TRANSPACIFIC GROUP LLC

Disclosures:
Experience:
5 years
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