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CRD#: 335402
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FIRM PROFILE
Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information
Where the Statistical Data for HIGGINBOTHAM SECURITIES Comes From
Understanding the Statistics for HIGGINBOTHAM SECURITIES and How They Compare to Other Firms Through Our Analysis
Average Account Value
Individuals
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HNWI
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Breakdown of Assets Under Management
Total Client Assets:
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Individuals
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HNWI
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MISC
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Employees
Total
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Registered
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Client Ratios
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Clients
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Individuals
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HNWI
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Firm Disclosures
No Disclosures
FIRM INFORMATION
Main Address
4424 West Sam Houston Pkwy N Suite 1000, Houston, TX 77041
Mailing Address
4424 West Sam Houston Pkwy N Suite 1000, Houston, TX 77041
Firm Size
Small
Phone Number
(713) 952-9990
Established
Texas since 01/21/2025
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
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Advisor's working at HIGGINBOTHAM SECURITIES
OR
Olga Rip
RR
CRD#: 5440553
Location:
Glen Allen, VA 23060
Company:
TRANSACT CAPITAL SECURITIES, LLC
Disclosures:
Experience:
17 years
WB
Warren Edward Barhorst
RR
CRD#: 2570446
Location:
Houston, TX 77041
Company:
HIGGINBOTHAM SECURITIES
Disclosures:
Experience:
31 years
JI
John Michael Ivan
RR
CRD#: 1292150
Location:
Glen Allen, VA 23060
Company:
TRANSACT CAPITAL SECURITIES, LLC
Disclosures:
Experience:
40 years
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