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CRD#: 332134
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FIRM PROFILE
Assets Under Management:No Information
Clients per Registered Employee:No Information
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Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information
Where the Statistical Data for CAPTIVEX SECURITIES LLC Comes From
Understanding the Statistics for CAPTIVEX SECURITIES LLC and How They Compare to Other Firms Through Our Analysis
Average Account Value
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HNWI
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Breakdown of Assets Under Management
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HNWI
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MISC
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Employees
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Registered
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HNWI
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Firm Disclosures
No Disclosures
FIRM INFORMATION
Main Address
2431 Aloma Avenue Suite 144, Winter Park, FL 32792
Mailing Address
P O Box 63245, Philadelphia, PA 19114
Firm Size
Small
Phone Number
(215) 620-6250
Established
Delaware since 05/24/2024
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
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Advisor's working at CAPTIVEX SECURITIES LLC
CS
Carol Ann Shortall
RR
CRD#: 2289950
Location:
Lake Barrington, IL 60010
Company:
ARBOR RESEARCH & TRADING, LLC
Disclosures:
Experience:
31 years
ME
Michael R Egan
RR
CRD#: 2269012
Location:
Westport, CT 06880
Company:
HARLEY CAPITAL LLC
Disclosures:
Experience:
33 years
RO
Richard Ernest Onesto
RR
CRD#: 2453096
Location:
Boulder, CO 80303
Company:
WEILD & CO.
Disclosures:
Experience:
27 years
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