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CRD#: 329008
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Where the Statistical Data for TMX ALPHA US, LLC Comes From

Understanding the Statistics for TMX ALPHA US, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
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HNWI
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MISC
No Information
Employees
Total
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Registered
No Information
Client Ratios
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Clients
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Individuals
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HNWI
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Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
225 Liberty St, Suite 2310, New York, NY 10281
Mailing Address
225 Liberty St, Suite 2310, New York, NY 10281
Firm Size
Small
Phone Number
(332) 900-6690
Established
Delaware since 11/01/2025
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
TMX U.S. HOLDINGS, INC.SHAREHOLDER
CHEN, DENNO MIN-WEICHIEF COMPLIANCE OFFICER8012832
FISCHER, HEIDI JILLPRESIDENT4821269
FREDERICK, CHARLESMANAGING DIRECTOR, PRODUCT DESIGN, ANALYTICS AND OPERATIONS3272244
RICHMOND, LAURE ECFO, FINOP5115429

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at TMX ALPHA US, LLC

HF

Heidi Jill Fischer

Heidi Fischer
RR
CRD#: 4821269
Location:
New York, NY 10005
Company:
TMX ALPHA US, LLC
Disclosures:
Experience:
21 years
View Profile
MU

Melissa Ann Umans

Melissa A Foti, Melissa Foti, Melissa Umans
RR
CRD#: 5171722
Location:
New York, NY 10005
Company:
TMX ALPHA US, LLC
Disclosures:
Experience:
14 years
View Profile
LR

Laure E Richmond

RR
CRD#: 5115429
Location:
New York, NY 10005
Company:
TMX ALPHA US, LLC
Disclosures:
Experience:
16 years
View Profile
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