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CRD#: 328824
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Where the Statistical Data for SGP SECURITIES, LLC Comes From

Understanding the Statistics for SGP SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
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Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
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HNWI
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MISC
No Information
Employees
Total
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Registered
No Information
Client Ratios
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Clients
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Individuals
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HNWI
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Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
31 Hudson Yards 11th Floor, New York, NY, 10001
Mailing Address
31 Hudson Yards 11th Floor, New York, NY, 10001
Firm Size
Small
Phone Number
(650) 823-5437
Established
Delaware since 09/26/2023
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SGP CAPITAL ADVISORS, LLCOWNER
GOFFMAN, JAY MICHAELCO-CEO1663938
MATTERA, RICHARD JOSEPHFINOP2246513
SMITH, STEVEN DAVIDCO-CEO, CCO, AMLCO2434740

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Advisor's working at SGP SECURITIES, LLC

RM

Richard Mattera

Richard Joseph Mattera
RR
CRD#: 2246513
Location:
New York, NY 10170

Registered Affiliation(s):TERRANOVA CAPITAL EQUITIES, INC

Disclosures:
Experience:
34 years
SS

Steven David Smith

RR
CRD#: 2434740
Location:
New York, NY 10001

Registered Affiliation(s):SGP SECURITIES, LLC

Disclosures:
Experience:
32 years
CS

Carson Kincaid Smith

Carson K Smith
RR
CRD#: 7278726
Location:
New York, NY 10001

Registered Affiliation(s):SGP SECURITIES, LLC

Disclosures:
Experience:
5 years
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