FIND A BASEROCK CAPITAL, LLC FINANCIAL ADVISOR NEAR ME
Find, Compare and Monitor Financial Advisors at BASEROCK CAPITAL, LLC
CRD#: 328592
BD
Looking for a Financial Advisor at BASEROCK CAPITAL, LLC?
We have compiled every financial advisor who works at BASEROCK CAPITAL, LLC in our database for you to search through. On this page, you will be able to find the closest financial advisors to you geographically, advisors with specific certifications that you are looking for, as well as many other filtering capabilities to help you search.
If you need additional assistance finding the specific financial advisor you are looking for, please use our search tool below and type in either their name or CRD number.
FIRM PROFILE
Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information
Where the Statistical Data for BASEROCK CAPITAL, LLC Comes From
Understanding the Statistics for BASEROCK CAPITAL, LLC and How They Compare to Other Firms Through Our Analysis
Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures
FIRM INFORMATION
Main Address
1144 15th Street Suite 3290, Denver, CO 80202
Mailing Address
1144 15th Street Suite 3290, Denver, CO 80202
Firm Size
Small
Phone Number
(720) 853-4231
Established
Colorado since 10/06/2023
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
How Do I Determine Which Firm to Work With?
Advisor's working at BASEROCK CAPITAL, LLC
SF
Samuel Jay Fleischman
RR
CRD#: 1860709
Location:
New York, NY 10022
Company:
D. BORAL CAPITAL
Disclosures:
Experience:
36 years
JO
James Jeffrey Owen
RR
CRD#: 4424770
Location:
Chicago, IL 60606
Company:
BASEROCK CAPITAL, LLC
Disclosures:
Experience:
24 years
WR
William David Ridge
RR
CRD#: 7861551
Location:
Denver, CO 80202
Company:
BASEROCK CAPITAL, LLC
Disclosures:
Experience:
1 year
Compare statistics for financial advisors here.
Review financial advisor disclosures here.
