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FIND A KWM SECURITIES LLC FINANCIAL ADVISOR NEAR ME

Find, Compare and Monitor Financial Advisors at KWM SECURITIES LLC

CRD#: 327258
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Where the Statistical Data for KWM SECURITIES LLC Comes From

Understanding the Statistics for KWM SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
3500 Capital Of Texas Hwy #2332, Austin, TX 78746
Mailing Address
3500 Capital Of Texas Hwy #2332, Austin, TX 78746
Firm Size
Small
Phone Number
(201) 474-4011
Established
New Jersey since 04/28/2023
Firm Type
Limited Liability Company
Fiscal year end
August
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
PRCBD LLCDIRECT OWNER
DUMONT, SUSAN ELIZABETHCHIEF COMPLIANCE OFFICER/CEO2346501
STOUBER, RANDY MARCFINOP, PFO, POO,GSP1104531

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at KWM SECURITIES LLC

SD

Susan Elizabeth Dumont

Susan Elizabeth Grant
RR
CRD#: 2346501
Location:
New York, NY 10019

Registered Affiliation(s):DELPHX SERVICES CORPORATION

Disclosures:
Experience:
33 years
RS

Randy Marc Stouber

Randy M Stouber, Randy Marc Stouber, Randy Stouber
RR
CRD#: 1104531
Location:
New York, NY 10022

Registered Affiliation(s):SONENSHINE & COMPANY LLC

Disclosures:
Experience:
18 years

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