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CRD#: 326811
RIA

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

CROMWELL HARBOR INVESTORS MANAGEMENT, LLC is located at 800 Boylston St Ste 2220, Boston, MA 02199. CROMWELL HARBOR INVESTORS MANAGEMENT, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CROMWELL HARBOR INVESTORS MANAGEMENT, LLC’s clients are individuals and 0% of their clients are high net worth individuals. CROMWELL HARBOR INVESTORS MANAGEMENT, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CROMWELL HARBOR INVESTORS MANAGEMENT, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CROMWELL HARBOR INVESTORS MANAGEMENT, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CROMWELL HARBOR INVESTORS MANAGEMENT, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for CROMWELL HARBOR INVESTORS MANAGEMENT, LLC Comes From

Understanding the Statistics for CROMWELL HARBOR INVESTORS MANAGEMENT, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
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HNWI
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Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
800 Boylston St Ste 2220, Boston, MA 02199
Phone Number
(617) 306-4720
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Latest Form ADV

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
THORNDIKE, WILLIAM, NMANAGING MEMBER01/20235073608

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Advisor's working at CROMWELL HARBOR INVESTORS MANAGEMENT, LLC

LP
AdvisorCheck Check Mark

Lauren Anita Providence

Lauren Anita Chaplin, Lauren Anita Chaplinprovidence
PR
CRD#: 1079507
Location:
Company:
A. T. BROD & CO. INC.
Disclosures:
Experience:
39 years
View Profile
Samuel Elias Kaplowitz
AdvisorCheck Check Mark

Samuel Elias Kaplowitz

S E Kaplowitz, Sam Kaplowitz
IAR
CRD#: 5973521
Location:
West Hartford, CT 06107
Company:
BREACHWAY INVESTMENTS, LLC
Disclosures:
Experience:
14 years
View Profile
EC
AdvisorCheck Check Mark

Edward Thomas Carpenter

Ed Carpenter, Edward T Carpenter, Edward Thomas Carpenter, Edward Carpenter
IAR
RR
CRD#: 2172969
Location:
Lake Placid, FL
Company:
UNION CAPITAL COMPANY
Disclosures:
Experience:
34 years
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