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FIRM PROFILE
Overview
RONDEIVU SECURITIES, LLC is located at 354 Pequot Avenue, Southport, CT 06890 and was first established at Boston, Connecticut in 03/18/2022. After operating for 4 years, RONDEIVU SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of RONDEIVU SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. RONDEIVU SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at RONDEIVU SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access RONDEIVU SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at RONDEIVU SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for RONDEIVU SECURITIES, LLC Comes From
Understanding the Statistics for RONDEIVU SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
354 Pequot Avenue, Southport, CT 06890
354 Pequot Avenue, Southport, CT 06890
Small
(646) 793-1005
Connecticut since 03/18/2022
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| RONDEIVU, INC. | MEMBER | ||
| ASHMORE, MICHAEL RADLEY | CEO AND EXECUTIVE REPRESENTATIVE | ||
| BRANT, DAVID ROBERT | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 2718478 | |
| QUINTERO, STEVEN YOICHI | CCO |
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Advisor's working at RONDEIVU SECURITIES, LLC
David Robert Brant
Michael Radley Ashmore
Steven Yoichi Quintero
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