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CRD#: 319095
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

VANAHEIM SECURITIES, LLC is located at 425 South Financial Place Ste. 3200, Chicago, IL 60605 and was first established at Chicago, Illinois in 03/11/2016. After operating for 9 years, VANAHEIM SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of VANAHEIM SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. VANAHEIM SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at VANAHEIM SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access VANAHEIM SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at VANAHEIM SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for VANAHEIM SECURITIES, LLC Comes From

Understanding the Statistics for VANAHEIM SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
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HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
425 South Financial Place Ste. 3200, Chicago, IL 60605
Mailing Address
425 South Financial Place Ste. 3200, Chicago, IL 60605
Phone Number
(312) 379-0200
Established
Illinois since 03/11/2016
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
VALKYRIE HOLDINGS, LLCMEMBER
MELLEE, CHRISTOPHER GEORGECHIEF EXECUTIVE OFFICER5617164
POSTON, CHERYL LYNNFINOP/CCO2358226

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at VANAHEIM SECURITIES, LLC

OM

Oscar Ma

RR
CRD#: 8057228
Location:
Chicago, IL 60605
Company:
VANAHEIM SECURITIES, LLC
Disclosures:
Experience:
1 year
View Profile
ST

Sean C Tseng

Sean Tseng
RR
CRD#: 6662928
Location:
Chicago, IL 60605
Company:
VANAHEIM SECURITIES, LLC
Disclosures:
Experience:
3 years
View Profile
AS

Arthur Sauder

RR
CRD#: 7881915
Location:
Chicago, IL 60605
Company:
VANAHEIM SECURITIES, LLC
Disclosures:
Experience:
1 year
View Profile
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