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FIRM PROFILE
Overview
ALLOCATIONS SECURITIES is located at 3558 Round Barn Boulevard Suite 200 Office 206, Santa Rosa, CA 95403 and was first established at San Francisco, Delaware in 10/22/2021. After operating for 4 years, ALLOCATIONS SECURITIES has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ALLOCATIONS SECURITIES’s clients are individuals and 0% of their clients are high net worth individuals. ALLOCATIONS SECURITIES has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ALLOCATIONS SECURITIES are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ALLOCATIONS SECURITIES‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ALLOCATIONS SECURITIES. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for ALLOCATIONS SECURITIES Comes From
Understanding the Statistics for ALLOCATIONS SECURITIES and How They Compare to Other Firms Through Our Analysis
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FIRM INFORMATION
3558 Round Barn Boulevard Suite 200 Office 206, Santa Rosa, CA 95403
3558 Round Barn Boulevard Suite 200 Office 206, Santa Rosa, CA 95403
Small
(707) 236-6533
Delaware since 10/22/2021
Limited Liability Company
December
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Advisor's working at ALLOCATIONS SECURITIES
Richard Gordon Thoms
Kurt R Nunez
Alexander I Ponce
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