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FIRM PROFILE
Overview
BOFA SECURITIES PRIME, INC. is located at One Bryant Park, New York, NY 10036 and was first established at New York, Delaware in 07/27/2021. After operating for 4 years, BOFA SECURITIES PRIME, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of BOFA SECURITIES PRIME, INC.’s clients are individuals and 0% of their clients are high net worth individuals. BOFA SECURITIES PRIME, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at BOFA SECURITIES PRIME, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access BOFA SECURITIES PRIME, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at BOFA SECURITIES PRIME, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for BOFA SECURITIES PRIME, INC. Comes From
Understanding the Statistics for BOFA SECURITIES PRIME, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
One Bryant Park, New York, NY 10036
150 N College St Nc1-028-29-04, Charlotte, NC 28255
Small
(646) 743-1295
Delaware since 07/27/2021
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| BOFA SECURITIES, INC. | SOLE SHAREHOLDER | 283942 | |
| BOURNE, STUART MARK | DIRECTOR | 6611063 | |
| DODDS, KEVIN PATRICK | CHIEF COMPLIANCE OFFICER | 1389294 | |
| HUEBSCH, KEITH EVAN | DIRECTOR | 6367678 | |
| MOONEY, SARA RATHBONE | CHIEF FINANCIAL OFFICER | 7616382 | |
| SANTANNA, VINCENT C. | CHIEF OPERATIONS OFFICER & FINOP | 5290525 | |
| SCOTT, MATTHEW ROBERTS | CHIEF EXECUTIVE OFFICER & PRESIDENT | 2522403 |
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Advisor's working at BOFA SECURITIES PRIME, INC.
Joseph Michael Nenichka
Kevin Ryan
Emily S Louie
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