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CRD#: 316117
RIA

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

ALBANY STREET INVESTMENT MANAGER, LLLP is located at 250 Vesey Street 3rd Floor, New York, NY 10281. ALBANY STREET INVESTMENT MANAGER, LLLP has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ALBANY STREET INVESTMENT MANAGER, LLLP’s clients are individuals and 0% of their clients are high net worth individuals. ALBANY STREET INVESTMENT MANAGER, LLLP has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ALBANY STREET INVESTMENT MANAGER, LLLP are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ALBANY STREET INVESTMENT MANAGER, LLLP‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ALBANY STREET INVESTMENT MANAGER, LLLP. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for ALBANY STREET INVESTMENT MANAGER, LLLP Comes From

Understanding the Statistics for ALBANY STREET INVESTMENT MANAGER, LLLP and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
250 Vesey Street 3rd Floor, New York, NY 10281
Phone Number
(212) 651-4514
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Latest Form ADV

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ALBANY STREET IM GROUP, LLLPLIMITED PARTNER04/2021
ALBANY STREET INVESTMENT MANAGER GP, LLCGENERAL PARTNER04/2021
LIU, TIEN-FUCHIEF COMPLIANCE OFFICER08/20215101440
DIETERICH, JAMES, BRIANOPERATING COMMITTEE MEMBER OF GENERAL PARTNER08/20213073206
Brown, ArielOPERATING COMMITTEE MEMBER OF GENERAL PARTNER08/20215933154
KULKIN, JOSHUA, BENOPERATING COMMITTEE MEMBER OF GENERAL PARTNER08/20214711626

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Advisor's working at ALBANY STREET INVESTMENT MANAGER, LLLP

DD
AdvisorCheck Check Mark

Donald Devitto

Don Devitto
IAR
RR
CRD#: 1146127
Location:
Rochester, NY 14625-2809
Company:
RBC CAPITAL MARKETS, LLC
Disclosures:
Experience:
42 years
View Profile
Michael Scott Aves
AdvisorCheck Check Mark

Michael Scott Aves

IAR
RR
CRD#: 1859408
Location:
Gaithersburg, MD 20877
Company:
LPL FINANCIAL LLC
Disclosures:
Experience:
37 years
View Profile
Phillip Bruce Smith III
AdvisorCheck Check Mark

Phillip Bruce Smith III

Phillip Smith
IAR
RR
CRD#: 6769937
AIF®: Accredited Investment FiduciaryCLU®: Chartered Life Underwriter
Location:
Eugene, OR
Company:
CETERA INVESTMENT ADVISERS LLC
Disclosures:
Experience:
8 years
View Profile
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