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CRD#: 315295
RIA

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

TOROA MANAGEMENT (HK) LIMITED is located at Unit 803, 8/f Lht Tower 31 Queen's Road Central, Central, Hong Kong, null null. TOROA MANAGEMENT (HK) LIMITED has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of TOROA MANAGEMENT (HK) LIMITED’s clients are individuals and 0% of their clients are high net worth individuals. TOROA MANAGEMENT (HK) LIMITED has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at TOROA MANAGEMENT (HK) LIMITED are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access TOROA MANAGEMENT (HK) LIMITED‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at TOROA MANAGEMENT (HK) LIMITED. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for TOROA MANAGEMENT (HK) LIMITED Comes From

Understanding the Statistics for TOROA MANAGEMENT (HK) LIMITED and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
Unit 803 8/f Lht Tower 31 Queen's Road Central, Central, Hong Kong
Phone Number
+852 3643 0781
Conflict of interest - Other Business Activities
Commodity pool operator or commodity trading advisor (whether registered or exempt from registration)
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Latest Form ADV

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
XU, SixiaoMANAGING PARTNER10/20207399714
WONG, KARVAN, KAI BONGCHIEF OPERATING OFFICER05/20216181482
TOROA MANAGEMENT (CAYMAN) LIMITEDSHAREHOLDER12/2021

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at TOROA MANAGEMENT (HK) LIMITED

Nicholas Taiwei Chen-zhao
AdvisorCheck Check Mark

Nicholas Taiwei Chen-zhao

Nicholas Chen-Zhao, Zhao
PR
CRD#: 7491093
Location:
New York, NY 10022
Company:
JEFFERIES LLC
Disclosures:
Experience:
3 years
View Profile
KD
AdvisorCheck Check Mark

Kenneth Ray Dew JR

Kenneth Ray Dew
PR
CRD#: 1596674
Location:
Lincoln, NE 68508-1380
Company:
ALLSTATE FINANCIAL SERVICES, LLC
Disclosures:
Experience:
39 years
View Profile
Blake David Flanders
AdvisorCheck Check Mark

Blake David Flanders

Blake Flanders
IAR
CRD#: 7634383
Location:
Estero, FL
Company:
MOMENTUM WEALTH PLANNING
Disclosures:
Experience:
5 years
View Profile
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