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CRD#: 314806
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

TAPP ENGINE SECURITIES is located at 1400 Hancock St. 6th Floor, Quincy, MA 02169 and was first established at Boston, Delaware in 06/17/2020. After operating for 5 years, TAPP ENGINE SECURITIES has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of TAPP ENGINE SECURITIES’s clients are individuals and 0% of their clients are high net worth individuals. TAPP ENGINE SECURITIES has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at TAPP ENGINE SECURITIES are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access TAPP ENGINE SECURITIES‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at TAPP ENGINE SECURITIES. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for TAPP ENGINE SECURITIES Comes From

Understanding the Statistics for TAPP ENGINE SECURITIES and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
1400 Hancock St. 6th Floor, Quincy, MA 02169
Mailing Address
1400 Hancock St. 6th Floor, Quincy, MA 02169
Firm Size
Small
Phone Number
(617) 221-6545
Established
Delaware since 06/17/2020
Firm Type
Limited Liability Company
Fiscal year end
June
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
TAPP ENGINE, INC.PARENT COMPANY
HOCKADAY, SHAWN PIERRECOO, POO2882891
OSUNSANYA, TOSINCEO3117458
PETERS, ROBERT WILLIAMFINOP, PFO1704577
WISHNIVETSKI, ELICCO4424907

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Advisor's working at TAPP ENGINE SECURITIES

RP

Robert William Peters

Robert W Peters, Robert William Peters
RR
CRD#: 1704577
Location:
New York, NY 10281
Company:
INTEGRAL WEALTH SECURITIES LLC
Disclosures:
Experience:
16 years
View Profile
MG

Mark Guglielmo

Mark Peter Guglielmo
RR
CRD#: 2213248
Location:
Quincy, MA 02169
Company:
TAPP ENGINE SECURITIES
Disclosures:
Experience:
33 years
View Profile
DK

David Joseph Kenny JR

D J Kenny Jr
RR
CRD#: 2420985
Location:
Quincy, MA 02169
Company:
TAPP ENGINE SECURITIES
Disclosures:
Experience:
29 years
View Profile
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