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CRD#: 313898
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

CULVERT CAPITAL LLC is located at 4901 Forest Ave Suite C, Downers Grove, IL 60515 and was first established at Chicago, Delaware in 03/03/2021. After operating for 4 years, CULVERT CAPITAL LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CULVERT CAPITAL LLC’s clients are individuals and 0% of their clients are high net worth individuals. CULVERT CAPITAL LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CULVERT CAPITAL LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CULVERT CAPITAL LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CULVERT CAPITAL LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for CULVERT CAPITAL LLC Comes From

Understanding the Statistics for CULVERT CAPITAL LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
4901 Forest Ave Suite C, Downers Grove, IL 60515
Mailing Address
4901 Forest Ave Suite C, Downers Grove, IL 60515
Firm Size
Small
Phone Number
(312) 498-4667
Established
Delaware since 03/03/2021
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
WATERSHED TECHNOLOGIES LLCSOLE MEMBER
BARRY, MICHAEL EDWARDCEO, PRINCIPAL1971845
CARROLL, JOHN DAVIDCHIEF COMPLIANCE OFFICER5823357
CARROLL, JOHN DAVIDFINOP5823357
CARROLL, JOHN DAVIDPRINCIPAL FINANCIAL OFFICER5823357

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Advisor's working at CULVERT CAPITAL LLC

MB

Michael Edward Barry

RR
CRD#: 1971845
Location:
Downers Grove, IL 60515
Company:
CULVERT CAPITAL LLC
Disclosures:
Experience:
36 years
View Profile
EB

Ernest Adalbert Brooks

Ernest Adalbert Brooks Iii, Ernest Adalbert Brooks
RR
CRD#: 4742620
Location:
Downers Grove, IL 60515
Company:
CULVERT CAPITAL LLC
Disclosures:
Experience:
22 years
View Profile
GL

Gordon Lam

RR
CRD#: 7718225
Location:
Downers Grove, IL 60515
Company:
CULVERT CAPITAL LLC
Disclosures:
Experience:
2 years
View Profile
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