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CRD#: 312209
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

DORSET PEAK SECURITIES LLC is located at 416 West 13th Street, New York, NY 10014 and was first established at New York, Delaware in 12/08/2020. After operating for 5 years, DORSET PEAK SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of DORSET PEAK SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. DORSET PEAK SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at DORSET PEAK SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access DORSET PEAK SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at DORSET PEAK SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for DORSET PEAK SECURITIES LLC Comes From

Understanding the Statistics for DORSET PEAK SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
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HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
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HNWI
No Information
MISC
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Employees
Total
No Information
Registered
No Information
Client Ratios
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Clients
Total
No Information
Individuals
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HNWI
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Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
416 West 13th Street, New York, NY 10014
Mailing Address
416 West 13th Street, New York, NY 10014
Firm Size
Small
Phone Number
(646) 661-3588
Established
Delaware since 12/08/2020
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
DORSET PEAK SOLUTIONS LLCSOLE MEMBER
LEVENTHAL, JACK ANDREWCEO/GSP2170953
ROTHENBERG, SHARI PFINOP6590875
VERDONE, JAMES JOSEPHCCO2581251

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Advisor's working at DORSET PEAK SECURITIES LLC

JH

Jourdan Higgins

Jourdan Marie Higgins, Jourdan Higgins, Jourdan M Higgins
RR
CRD#: 6377680
Location:
New York, NY 10014
Company:
DORSET PEAK SECURITIES LLC
Disclosures:
Experience:
11 years
View Profile
JL

Jack Andrew Leventhal

Jack A Leventhal
RR
CRD#: 2170953
Location:
New York, NY 10014
Company:
DORSET PEAK SECURITIES LLC
Disclosures:
Experience:
34 years
View Profile
VM

Vincent Frank Mutolo

Vince Mutolo, Vincent Mutolo
RR
CRD#: 2760761
Location:
New York, NY 10014
Company:
DORSET PEAK SECURITIES LLC
Disclosures:
Experience:
29 years
View Profile
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