FIND A AMHERST SECURITIES GROUP, L.P. FINANCIAL ADVISOR NEAR ME
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CRD#: 31141
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FIRM PROFILE
Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information
Where the Statistical Data for AMHERST SECURITIES GROUP, L.P. Comes From
Understanding the Statistics for AMHERST SECURITIES GROUP, L.P. and How They Compare to Other Firms Through Our Analysis
Average Account Value
Individuals
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HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
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Individuals
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HNWI
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MISC
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Employees
Total
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Registered
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Client Ratios
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Clients
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Individuals
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HNWI
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Firm Disclosures
No Disclosures
FIRM INFORMATION
Established
Texas since 08/04/2000
Firm Type
Partnership
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| AMHERST ASG HOLDINGS LLC | HOLDING COMPANY | ||
| ASG GENERAL PARTNER, INC. | GENERAL PARTNER | ||
| BARTKOWIAK, DARLA KERLEE | CHIEF COMPLIANCE OFFICER/DIRECTOR | 1065868 | |
| BROWNE, KEVIN JAMES | SVP/FINOP | 1304129 | |
| COALE, STEPHEN LORING | DIRECTOR | 1292536 | |
| DOBSON, SEAN ALAN | CHIEF EXECUTIVE OFFICER/DIRECTOR | 2009497 | |
| MULLANEY, RICHARD RYAN JR | DIRECTOR | 1229830 | |
| WALSH, JOSEPH NORTON III | PRESIDENT/DIRECTOR | 2804671 |
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
How Do I Determine Which Firm to Work With?
Advisor's working at AMHERST SECURITIES GROUP, L.P.
JD
James Robert Daoust JR
PR
CRD#: 1160376
Location:
Scottsdale, AZ 85255
Company:
OSAIC WEALTH, INC.
Disclosures:
Experience:
42 years
RR
Ryan W Ruppert
IAR
RR
CRD#: 7535905
Location:
Austin, TX 78746
Company:
MORGAN STANLEY
Disclosures:
Experience:
3 years
FU
Faisal Umerani
RR
CRD#: 7695277
Location:
Houston, TX 77002
Company:
MACQUARIE CAPITAL (USA) INC.
Disclosures:
Experience:
2 years
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