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CRD#: 306613
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

BEACON SECURITIES US LIMITED is located at 66 Wellington Street West Suite 4050, Toronto, Ontario, null M5K 1H1. BEACON SECURITIES US LIMITED has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of BEACON SECURITIES US LIMITED’s clients are individuals and 0% of their clients are high net worth individuals. BEACON SECURITIES US LIMITED has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at BEACON SECURITIES US LIMITED are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access BEACON SECURITIES US LIMITED‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at BEACON SECURITIES US LIMITED. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for BEACON SECURITIES US LIMITED Comes From

Understanding the Statistics for BEACON SECURITIES US LIMITED and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
66 Wellington Street West Suite 4050, Toronto, Ontario, M5K 1H1
Mailing Address
66 Wellington Street West Suite 4050, Toronto, Ontario, M5K 1H1
Firm Size
Small
Phone Number
(416) 643-3830
Established
since 10/19/2018
Firm Type
Other Types of Legal Formation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
BEACON SECURITIES LIMITEDSOLE OWNER
DANIELS, RICHARD MATTHEWFINOP, PFO & POO5877964
IFERGAN, MOSHEHEAD OF SALES7042825
IFERGAN, MOSHECHIEF EXECUTIVE OFFICER7042825
IFERGAN, MOSHECHIEF COMPLIANCE OFFICER7042825
WETHERLY, BRUCE FORRESTBOARD MEMBER7042320

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Advisor's working at BEACON SECURITIES US LIMITED

AS

Andrew Russell Stafford

Andy Russell Stafford
RR
CRD#: 6098864
Location:
Toronto, Ontario, M5K 1H1
Company:
BEACON SECURITIES US LIMITED
Disclosures:
Experience:
4 years
View Profile
CM

Chad Jeffrey Macdonald

Chad J Macdonald
RR
CRD#: 4994600
Location:
Toronto, Ontario, M5K 1H1
Company:
BEACON SECURITIES US LIMITED
Disclosures:
Experience:
20 years
View Profile
RD

Richard Matthew Daniels

Rick Daniels, Ricky Daniels
RR
CRD#: 5877964
Location:
Stamford, CT 06902
Company:
VIRTUS CAPITAL MARKETS LLC
Disclosures:
Experience:
15 years
View Profile
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