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CRD#: 305037
RIA

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

BACK END CAPITAL ADVISORS LLC is located at null, Hollywood, FL null. BACK END CAPITAL ADVISORS LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of BACK END CAPITAL ADVISORS LLC’s clients are individuals and 0% of their clients are high net worth individuals. BACK END CAPITAL ADVISORS LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at BACK END CAPITAL ADVISORS LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access BACK END CAPITAL ADVISORS LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at BACK END CAPITAL ADVISORS LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for BACK END CAPITAL ADVISORS LLC Comes From

Understanding the Statistics for BACK END CAPITAL ADVISORS LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
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HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
Hollywood, FL
Phone Number
(925) 596-8005
Related websites
https://twitter.com/backendcapital?lang=en
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Latest Form ADV

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
GUO, LUCYCO FOUNDER AND MANAGING MEMBER07/20197158337
FONTENOT, DAVECO FOUNDER, MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER07/20197158338

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Advisor's working at BACK END CAPITAL ADVISORS LLC

PW
AdvisorCheck Check Mark

Paul Weinberg

PR
CRD#: 1559874
Location:
New York, NY 10004
Company:
OPPENHEIMER & CO. INC.
Disclosures:
Experience:
39 years
View Profile
TB
AdvisorCheck Check Mark

Tylor Balson

Tylor M Balson
PR
CRD#: 6238758
Location:
St Louis, MO 63102
Company:
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Disclosures:
Experience:
12 years
View Profile
SF
AdvisorCheck Check Mark

Stanley Freifeld

PR
CRD#: 2067883
Location:
Randolph, NJ
Company:
MCMILLAN ANALYSIS CORPORATION
Disclosures:
Experience:
35 years
View Profile
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