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CRD#: 305007
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

PACENOTE CAPITAL LLC is located at 3200 Hillview Rd, Austin, TX 78703 and was first established at Dallas, Delaware in 05/14/2019. After operating for 6 years, PACENOTE CAPITAL LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PACENOTE CAPITAL LLC’s clients are individuals and 0% of their clients are high net worth individuals. PACENOTE CAPITAL LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PACENOTE CAPITAL LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PACENOTE CAPITAL LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PACENOTE CAPITAL LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

Crafted using large generative AI models

Where the Statistical Data for PACENOTE CAPITAL LLC Comes From

Understanding the Statistics for PACENOTE CAPITAL LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
3200 Hillview Rd, Austin, TX 78703
Mailing Address
3200 Hillview Rd, Austin, TX 78703
Firm Size
Small
Phone Number
+1 (732) 742-5112
Established
Delaware since 05/14/2019
Firm Type
Limited Liability Company
Fiscal year end
March
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
PEBB HOLDINGS, LLCOWNER
CANNON, SAMUEL CHASEMANAGING MEMBER5812857
EVANS, MATTHEW LPRINCIPAL5417365
FORTINO, ROBERT ANTHONYFINOP1905741
PETERS, KURT CPRESIDENT & CCO6116553

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at PACENOTE CAPITAL LLC

RF

Robert Anthony Fortino

RR
CRD#: 1905741
Location:
New York, NY 10036
Company:
UOB GLOBAL EQUITY SALES LLC
Disclosures:
Experience:
27 years
View Profile
TS

Tristan Olin Sperry

Tristan Sperry
RR
CRD#: 6217650
Location:
Austin, TX
Company:
PACENOTE CAPITAL LLC
Disclosures:
Experience:
9 years
View Profile
SC

Samuel Chase Cannon

Sam Chase Cannon, Samuel Cannon
RR
CRD#: 5812857
Location:
Austin, TX
Company:
PACENOTE CAPITAL LLC
Disclosures:
Experience:
14 years
View Profile
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