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CRD#: 299898
RIA

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

KLI ASSET MANAGEMENT LLP is located at 70 Pall Mall, London, null SW1Y 5ES. KLI ASSET MANAGEMENT LLP has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of KLI ASSET MANAGEMENT LLP’s clients are individuals and 0% of their clients are high net worth individuals. KLI ASSET MANAGEMENT LLP has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at KLI ASSET MANAGEMENT LLP are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access KLI ASSET MANAGEMENT LLP‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at KLI ASSET MANAGEMENT LLP. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for KLI ASSET MANAGEMENT LLP Comes From

Understanding the Statistics for KLI ASSET MANAGEMENT LLP and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
70 Pall Mall, London, SW1Y 5ES
Phone Number
+44(0)2078727100
Related websites
https://www.klicommodities.com
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Latest Form ADV

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
LEIMAN, RICARDO, NMNBENEFICIAL OWNER, CHIEF INVESTMENT OFFICER04/20187049720
MARION, PEDRO, PAULO ALEXANDREBENEFICIAL OWNER07/20187049723
KLI ASSET MANAGEMENT (UK) SERVICES LTDCORPORATE MEMBER04/2018
VIEIRA, DAVICHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER11/20184755591
JONCHERY, LOIC, MICKAELPARTNER01/20227640575

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Advisor's working at KLI ASSET MANAGEMENT LLP

ZZ
AdvisorCheck Check Mark

Zhenyang Zhu

Geoffrey Zhu
PR
CRD#: 6251219
Location:
Chicago, IL 60604
Company:
PEAK6 CAPITAL MANAGEMENT LLC
Disclosures:
Experience:
12 years
View Profile
Viengsavanh Bounnam
AdvisorCheck Check Mark

Viengsavanh Bounnam

IAR
RR
CRD#: 4171968
CFP®: Certified Financial PlannerCPWA®: Certified Private Wealth Advisor
Location:
Vancouver, WA 98684
Company:
AMERIPRISE FINANCIAL SERVICES, LLC
Disclosures:
Experience:
25 years
View Profile
Jason Michael Cooke
AdvisorCheck Check Mark

Jason Michael Cooke

IAR
CRD#: 2835024
CFP®: Certified Financial Planner
Location:
Danville, CA 94526
Company:
EDELMAN FINANCIAL ENGINES
Disclosures:
Experience:
28 years
View Profile
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