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CRD#: 298599
RIA

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

YUNFENG CAPITAL LIMITED is located at Rooms 1801-2, China Evergrande Centre 38 Gloucester Road, Wanchai, Hong Kong, null null. YUNFENG CAPITAL LIMITED has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of YUNFENG CAPITAL LIMITED’s clients are individuals and 0% of their clients are high net worth individuals. YUNFENG CAPITAL LIMITED has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at YUNFENG CAPITAL LIMITED are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access YUNFENG CAPITAL LIMITED‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at YUNFENG CAPITAL LIMITED. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for YUNFENG CAPITAL LIMITED Comes From

Understanding the Statistics for YUNFENG CAPITAL LIMITED and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
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HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
Rooms 1801-2, China Evergrande Centre 38 Gloucester Road, Wanchai, Hong Kong
Phone Number
+85225166363
Related websites
http://www.yfc.cn
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Latest Form ADV

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
YU, FENGDIRECTOR AND SHAREHOLDER OF YUNFENG CAPITAL LIMITED02/20107008075
Duan, LipingDIRECTOR01/20187008088
DAI, YIDIRECTOR01/20187008091
ZHANG, TINGCHIEF FINANCIAL OFFICER06/20187008093
Huang, XinPARTNER02/20107008792

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Advisor's working at YUNFENG CAPITAL LIMITED

Jayson Martin Thornton
AdvisorCheck Check Mark

Jayson Martin Thornton

Jayson Thornton
PR
CRD#: 7213362
CFP®: Certified Financial Planner
Location:
St. Louis, MO 63102
Company:
THORNTON FINANCIAL PLANNING FIRM LLC
Disclosures:
Experience:
6 years
View Profile
Thomas Adam Ennis
AdvisorCheck Check Mark

Thomas Adam Ennis

Adam Ennis
IAR
RR
CRD#: 6574181
CFP®: Certified Financial Planner
Location:
Suite 620, TN 37203
Company:
TRUIST ADVISORY SERVICES, INC.
Disclosures:
Experience:
9 years
View Profile
SH
AdvisorCheck Check Mark

Shih Ting Hung

Cisca Hung, Shih Ting Hung-Bisceglia
PR
CRD#: 6392317
Location:
New York, NY 10282
Company:
GOLDMAN SACHS & CO. LLC
Disclosures:
Experience:
11 years
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