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CRD#: 297214
RIA

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

PANHE ASSET MANAGEMENT CO., LIMITED is located at 1412, Block B, Liyuan Business Building Dongbin Road, Nanshan District, Shenzhen, Guangdong Province, null 518000. PANHE ASSET MANAGEMENT CO., LIMITED has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PANHE ASSET MANAGEMENT CO., LIMITED’s clients are individuals and 0% of their clients are high net worth individuals. PANHE ASSET MANAGEMENT CO., LIMITED has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PANHE ASSET MANAGEMENT CO., LIMITED are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PANHE ASSET MANAGEMENT CO., LIMITED‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PANHE ASSET MANAGEMENT CO., LIMITED. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for PANHE ASSET MANAGEMENT CO., LIMITED Comes From

Understanding the Statistics for PANHE ASSET MANAGEMENT CO., LIMITED and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
1412, Block B, Liyuan Business Building Dongbin Road, Nanshan District, Shenzhen, Guangdong Province 518000
Phone Number
+86 0755-83321768
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Latest Form ADV

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
Yen, Huai-ChiangSHAREHOLDER AND CHAIRMAN02/20186950886
Chang, Huang-ISHAREHOLDER AND CEO02/20186950888
Kuo, Fu-ChinSHAREHOLDER AND CCO02/20186950889
Huang, Wen-HungSHAREHOLDER AND MANAGING DIRECTOR02/20186950891
PARKER, PAUL, GAVINDIRECTOR02/20217237381
BALDERAMOS, FRANK, BERNARDDIRECTOR10/20224665204

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Advisor's working at PANHE ASSET MANAGEMENT CO., LIMITED

HF
AdvisorCheck Check Mark

Harlan Jay Fischer

IAR
RR
CRD#: 811927
Location:
Setauket, NY 11733
Company:
CETERA INVESTMENT ADVISERS LLC
Disclosures:
Experience:
50 years
View Profile
Philip Joel Richman
AdvisorCheck Check Mark

Philip Joel Richman

Phil Richman
IAR
CRD#: 2838530
CFP®: Certified Financial Planner
Location:
Portland, OR
Company:
CICLO WEALTH LLC
Disclosures:
Experience:
26 years
View Profile
FB
AdvisorCheck Check Mark

Frank A Barbera

Frank A. Barbera Jr, Frank Anthony Barbera Jr, Frank Anthony Barbera, Frank Barbera
PR
CRD#: 5940466
Location:
Rolling Hills Est., CA 90274
Company:
ROYAL PALMS CAPITAL, LLC
Disclosures:
Experience:
14 years
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