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CRD#: 296764
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

LS SECURITIES, LLC is located at 4 Campus Drive, Parsippany, NJ 07054 and was first established at Woodbridge, Delaware in 07/10/2019. After operating for 6 years, LS SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of LS SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. LS SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at LS SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access LS SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at LS SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for LS SECURITIES, LLC Comes From

Understanding the Statistics for LS SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
4 Campus Drive, Parsippany, NJ 07054
Mailing Address
4 Campus Drive, Parsippany, NJ 07054
Firm Size
Small
Phone Number
(973) 285-3600
Established
Delaware since 07/10/2019
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SUMMIT FINANCIAL HOLDINGS, LLCSOLE OWNER
BREMER, MICHAEL COLLINCHIEF OPERATIONS OFFICER2286765
HAWKESWORTH, ESMAT BAHARGENERAL COUNSEL5009122
MCELYNN, ANTHONY LAWRENCECHIEF COMPLIANCE OFFICER2267348
STEMPLER, MARA DEBORAHFINOP1807699
WEINMAN, STEVENCEO, DIRECTOR1055954

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Advisor's working at LS SECURITIES, LLC

SW

Steven Weinman

IAR
RR
CRD#: 1055954
Location:
Parsippany, NJ 07054
Company:
SUMMIT FINANCIAL, LLC
Disclosures:
Experience:
43 years
View Profile
MG

Michael Joseph Giannotto

Michael J Giannotto, Michael Joseph Giannotto, Michael Giannotto
IAR
RR
CRD#: 2011397
Location:
Parsippany, NJ 07054
Company:
SUMMIT FINANCIAL, LLC
Disclosures:
Experience:
29 years
View Profile
AM

Anthony Lawrence Mcelynn

Tony Mcelynn
IAR
RR
CRD#: 2267348
Location:
Parsippany, NJ 07054
Company:
SUMMIT FINANCIAL, LLC
Disclosures:
Experience:
32 years
View Profile
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