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CRD#: 29337
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

SAL EQUITY TRADING, GP is located at 401 City Avenue Suite 220, Bala Cynwyd, PA 19004-1122 and was first established at Philadelphia, Delaware in 01/02/1995. After operating for 31 years, SAL EQUITY TRADING, GP has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SAL EQUITY TRADING, GP’s clients are individuals and 0% of their clients are high net worth individuals. SAL EQUITY TRADING, GP has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SAL EQUITY TRADING, GP are registered to handle securities or provide financial advice. The firm has 16 disclosures, 16 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SAL EQUITY TRADING, GP‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SAL EQUITY TRADING, GP. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for SAL EQUITY TRADING, GP Comes From

Understanding the Statistics for SAL EQUITY TRADING, GP and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
16

FIRM INFORMATION

Main Address
401 City Avenue Suite 220, Bala Cynwyd, PA 19004-1122
Mailing Address
401 City Avenue Suite 220, Bala Cynwyd, PA 19004-1122
Firm Size
Small
Phone Number
(610) 617-3000
Established
Delaware since 01/02/1995
Firm Type
Partnership
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SAL EQUITY HOLDING, LLCGENRAL PARTNER
DANIELS, ETHAN SCOTTPOO5902179
GOLDBERG, ALAN BARRYCHIEF EXECUTIVE OFFICER2340315
JAMACA, MELISSAFINOP7478107
RORKE, BRIAN WALLACECHIEF COMPLIANCE OFFICER4475071
SAL EQUITY PARTNER, LLCGENRAL PARTNER

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Advisor's working at SAL EQUITY TRADING, GP

AG

Alan Barry Goldberg

RR
CRD#: 2340315
Location:
Bala Cynwyd, PA 19004
Company:
SAL EQUITY TRADING, GP
Disclosures:
Experience:
31 years
View Profile
MM

Michael L Mollen

RR
CRD#: 2231167
Location:
Bala Cynwyd, PA 19004
Company:
SAL EQUITY TRADING, GP
Disclosures:
Experience:
30 years
View Profile
IM

Ian M Mccreery

RR
CRD#: 5077735
Location:
Bala Cynwyd, PA 19004-1122
Company:
SUSQUEHANNA SECURITIES, LLC
Disclosures:
Experience:
20 years
View Profile
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