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FIRM PROFILE
Overview
OMNI FINANCIAL SECURITIES, INC. is located at 1900 Polaris Parkway, Suite 450, Columbus, OH 43240 and was first established at Chicago, Ohio in 07/08/1991. After operating for 34 years, OMNI FINANCIAL SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of OMNI FINANCIAL SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. OMNI FINANCIAL SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at OMNI FINANCIAL SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access OMNI FINANCIAL SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at OMNI FINANCIAL SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for OMNI FINANCIAL SECURITIES, INC. Comes From
Understanding the Statistics for OMNI FINANCIAL SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1900 Polaris Parkway, Suite 450, Columbus, OH 43240
1900 Polaris Parkway, Suite 450, Columbus, OH 43240
Small
(614) 438-5300
Ohio since 07/08/1991
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
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Advisor's working at OMNI FINANCIAL SECURITIES, INC.
Ralph James Martinez
Louis Kin Shing Lo
Christopher A Martinez
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