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CRD#: 291743
RIA

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

INNOVATING CAPITAL MANAGEMENT, LLC is located at 1 Deer Park Court, Greenwich, CT 06830. INNOVATING CAPITAL MANAGEMENT, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of INNOVATING CAPITAL MANAGEMENT, LLC’s clients are individuals and 0% of their clients are high net worth individuals. INNOVATING CAPITAL MANAGEMENT, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at INNOVATING CAPITAL MANAGEMENT, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access INNOVATING CAPITAL MANAGEMENT, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at INNOVATING CAPITAL MANAGEMENT, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for INNOVATING CAPITAL MANAGEMENT, LLC Comes From

Understanding the Statistics for INNOVATING CAPITAL MANAGEMENT, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
1 Deer Park Court, Greenwich, CT 06830
Phone Number
(760) 822-0446
Related websites
https://www.linkedin.com/company/innovatingcapital/
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Latest Form ADV

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
KING, PENDLETONMANAGING MEMBER10/20176127334
GEORGIADES, ANTHONY, EDMUND MICHAELMANAGING MEMBER10/20176872101
King, PendletonMANAGING MEMBER01/2020839491

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at INNOVATING CAPITAL MANAGEMENT, LLC

ML
AdvisorCheck Check Mark

Matthew John Latarewicz

IAR
CRD#: 6289506
Location:
Bloomfield Hills, MI 48304
Company:
HERON BAY CAPITAL MANAGEMENT
Disclosures:
Experience:
1 year
View Profile
Eric Brian Smith JR.
AdvisorCheck Check Mark

Eric Brian Smith JR.

Brian Smith Jr, E Brian Smith Jr, Eric B Jr Smith, Eric Brian Smith Jr, Eric Brian Smith
IAR
RR
CRD#: 3037048
CFP®: Certified Financial Planner
Location:
Jacksonville, FL
Company:
J. W. COLE ADVISORS, INC.
Disclosures:
Experience:
27 years
View Profile
Tyler Mikel Atkinson
AdvisorCheck Check Mark

Tyler Mikel Atkinson

IAR
RR
CRD#: 6173006
CFP®: Certified Financial Planner
Location:
Bellevue, WA 98005
Company:
LPL FINANCIAL LLC
Disclosures:
Experience:
12 years
View Profile
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