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FIRM PROFILE
Overview
PCF CAPITAL MARKETS LLC is located at One Financial Center 21st Floor, Boston, MA 02111 and was first established at Boston, Massachusetts in 02/09/2012. After operating for 14 years, PCF CAPITAL MARKETS LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PCF CAPITAL MARKETS LLC’s clients are individuals and 0% of their clients are high net worth individuals. PCF CAPITAL MARKETS LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PCF CAPITAL MARKETS LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PCF CAPITAL MARKETS LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PCF CAPITAL MARKETS LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for PCF CAPITAL MARKETS LLC Comes From
Understanding the Statistics for PCF CAPITAL MARKETS LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
One Financial Center 21st Floor, Boston, MA 02111
2016 Ocean Street Mail Box 5, Marshfield, MA 02050
Small
(617) 367-0099
Massachusetts since 02/09/2012
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| PROVIDENT HEALTHCARE PARTNERS LLC | OWNER | ||
| FLYNN, PETER FRANCIS | FINOP | 2655124 | |
| MCKEON, PATRICK WILLIAM | CHIEF COMPLIANCE OFFICER |
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Advisor's working at PCF CAPITAL MARKETS LLC
Thomas Andrew Spiegel
Eric Anthony Major
Dustin Wayne Thompson
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