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CRD#: 29047

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

ACQUEST SECURITIES LLC is located at null, null, null null and was first established at Dallas, Texas in 01/31/2007. After operating for 19 years, ACQUEST SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ACQUEST SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. ACQUEST SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ACQUEST SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ACQUEST SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ACQUEST SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for ACQUEST SECURITIES LLC Comes From

Understanding the Statistics for ACQUEST SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Firm Size
Small
Established
Texas since 01/31/2007
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
STOUGHTON, SHELDON RATCLIFFEOWNER/MEMBER/PRINCIPAL/CCO/POO/PFO1946520

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at ACQUEST SECURITIES LLC

SS

Sheldon Ratcliffe Stoughton

PR
CRD#: 1946520
Location:
Company:
ACQUEST SECURITIES LLC
Disclosures:
Experience:
32 years
AR

Ann Margaret Rhoads

Ann Nargaret Rhoads
PR
CRD#: 4313513
Location:
Company:
ACQUEST SECURITIES LLC
Disclosures:
Experience:
25 years
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