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CRD#: 290230
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

STRATOS WEALTH SECURITIES, LLC is located at 3750 Park East Drive Suite 200, Beachwood, OH 44122 and was first established at Chicago, Ohio in 07/24/2017. After operating for 8 years, STRATOS WEALTH SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of STRATOS WEALTH SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. STRATOS WEALTH SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at STRATOS WEALTH SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access STRATOS WEALTH SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at STRATOS WEALTH SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for STRATOS WEALTH SECURITIES, LLC Comes From

Understanding the Statistics for STRATOS WEALTH SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
3750 Park East Drive Suite 200, Beachwood, OH 44122
Mailing Address
3750 Park East Drive Suite 200, Beachwood, OH 44122
Firm Size
Small
Phone Number
(440) 505-5639
Established
Ohio since 07/24/2017
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
STRATOS INTERMEDIATE HOLDCO LLCOWNER
BURNS, DOUGLAS ALANCCO4824998
CONCEPCION, JEFFREY ALANPRESIDENT/CEO1899367
MANZO, MARK THOMASFINOP1229739

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at STRATOS WEALTH SECURITIES, LLC

JC

Jeffrey Alan Concepcion

Jeff Concepcion
IAR
RR
CRD#: 1899367
Location:
Beachwood, OH 44122
Company:
STRATOS WEALTH PARTNERS, LTD
Disclosures:
Experience:
36 years
View Profile
DB

Douglas Alan Burns

Doug Burns
IAR
RR
CRD#: 4824998
Location:
Beachwood, OH 44122
Company:
STRATOS WEALTH PARTNERS, LTD
Disclosures:
Experience:
21 years
View Profile
MM

Mark Thomas Manzo

RR
CRD#: 1229739
Location:
New York, NY 10022
Company:
CF GLOBAL TRADING, LLC
Disclosures:
Experience:
39 years
View Profile
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