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CRD#: 288831
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

INCENTRUM SECURITIES, LLC is located at 410 Park Avenue, New York, NY 10022 and was first established at New York, Delaware in 02/16/2017. After operating for 8 years, INCENTRUM SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of INCENTRUM SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. INCENTRUM SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at INCENTRUM SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access INCENTRUM SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at INCENTRUM SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for INCENTRUM SECURITIES, LLC Comes From

Understanding the Statistics for INCENTRUM SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
410 Park Avenue, New York, NY 10022
Mailing Address
410 Park Avenue, New York, NY 10022
Firm Size
Small
Phone Number
(212) 772-1900
Established
Delaware since 02/16/2017
Firm Type
Limited Liability Company
Fiscal year end
November
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
THE INCENTRUM GROUP (CI), L.P.MEMBER
ANDERSSON, LARS OLAEXEC REP, SENIOR MGMT REP2388267
HOPKINS, THOMAS JOHNCFO/FINOP1835087
KRAHE, NILS HENNERCCO4190245

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Advisor's working at INCENTRUM SECURITIES, LLC

TH

Thomas John Hopkins

RR
CRD#: 1835087
Location:
New York, NY 10022
Company:
BROCK SECURITIES LLC
Disclosures:
Experience:
17 years
View Profile
NK

Nils Henner Krahe

RR
CRD#: 4190245
Location:
New York, NY 10022
Company:
INCENTRUM SECURITIES, LLC
Disclosures:
Experience:
23 years
View Profile
PC

Paul John Creedon

RR
CRD#: 6084161
Location:
New York, NY 10022
Company:
INCENTRUM SECURITIES, LLC
Disclosures:
Experience:
12 years
View Profile
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