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CRD#: 288294
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

777 SECURITIES is located at 1 Gracie Square, New York, NY 10028 and was first established at New York, New York in 03/22/2017. After operating for 8 years, 777 SECURITIES has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of 777 SECURITIES’s clients are individuals and 0% of their clients are high net worth individuals. 777 SECURITIES has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at 777 SECURITIES are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access 777 SECURITIES‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at 777 SECURITIES. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for 777 SECURITIES Comes From

Understanding the Statistics for 777 SECURITIES and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
1 Gracie Square, New York, NY 10028
Mailing Address
1 Gracie Square, New York, NY 10028
Firm Size
Small
Phone Number
(347) 322-9322
Established
New York since 03/22/2017
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
HEBERT, DANIEL BENOIT LEONARDCEO/CCO1793896
HEBERT, DANIEL BENOIT LEONARDCCO1793896
HEBERT, DANIEL BENOIT LEONARDCEO1793896
NIXON, JON ALANFINOP4710715

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at 777 SECURITIES

JN

Jon Alan Nixon

Jon Nixon
IAR
RR
CRD#: 4710715
Location:
Bethpage, NY
Company:
JON A NIXON CPA PC
Disclosures:
Experience:
21 years
View Profile
DH

Daniel Benoit Leonard Hebert

Daniel B Hebert, Daniel Benoit Hebert, Daniel Hebert, Dan Herbert, Daniel B Herbert
RR
CRD#: 1793896
Location:
New York, NY 10028
Company:
777 SECURITIES
Disclosures:
Experience:
37 years
View Profile
BH

Brent Alexandre Hebert

RR
CRD#: 7498522
Location:
New York, NY 10028
Company:
777 SECURITIES
Disclosures:
Experience:
3 years
View Profile
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