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FIRM PROFILE
Overview
SHANGHAI SHENYI INVESTMENT CO LTD is located at 10f No 99 Huangpu Road, Shanghai, null 200080. SHANGHAI SHENYI INVESTMENT CO LTD has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SHANGHAI SHENYI INVESTMENT CO LTD’s clients are individuals and 0% of their clients are high net worth individuals. SHANGHAI SHENYI INVESTMENT CO LTD has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SHANGHAI SHENYI INVESTMENT CO LTD are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SHANGHAI SHENYI INVESTMENT CO LTD‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SHANGHAI SHENYI INVESTMENT CO LTD. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for SHANGHAI SHENYI INVESTMENT CO LTD Comes From
Understanding the Statistics for SHANGHAI SHENYI INVESTMENT CO LTD and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
10f No 99 Huangpu Road, Shanghai 200080
+86 21 6838 91111
FIRM DOCUMENTS
Part 2 Brochures
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| SHEN, YI | CHIEF EXECUTIVE OFFICER | 09/2012 | 6083999 |
| Zhu, Wenzhong | DIRECTOR | 04/2014 | 6789157 |
| TSANG, ERIC | CHIEF OPERATING OFFICER | 01/2011 | 6180740 |
| CHEN, XINXUAN | CHIEF ADMINISTRATIVE OFFICER | 03/2016 | 7074795 |
| Lao, Ningning | DIRECTOR | 11/2021 | 7509936 |
| Qiao, Yan | DIRECTOR | 11/2021 | 7509937 |
| E, YIN | CHIEF COMPLIANCE OFFICER | 04/2014 | 7509935 |
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Advisor's working at SHANGHAI SHENYI INVESTMENT CO LTD
Frank A Barbera
Thomas Howard Acerra Jr.
Jeffrey Clayton Norris
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