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CRD#: 284307
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

LEONIS SECURITIES, LLC is located at 320 Park Avenue 34th Floor, New York, NY 10022 and was first established at New York, Delaware in 05/25/2016. After operating for 9 years, LEONIS SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of LEONIS SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. LEONIS SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at LEONIS SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access LEONIS SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at LEONIS SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for LEONIS SECURITIES, LLC Comes From

Understanding the Statistics for LEONIS SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
320 Park Avenue 34th Floor, New York, NY 10022
Mailing Address
320 Park Avenue 34th Floor, New York, NY 10022
Firm Size
Small
Phone Number
(212) 804-8816
Established
Delaware since 05/25/2016
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
LEONIS PRINCIPAL, LLCOWNER/ MEMBER
ALVAREZ, ENRIQUEFINOP4622342
KOVEN, ROBERT JEROLD PAYNECEO, CCO, AMLCO, EXEC. REP.5224097

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at LEONIS SECURITIES, LLC

SM

Scott Mathew Mozarsky

Scott Mathew Mozarsky
RR
CRD#: 1991142
Location:
New York, NY 10022
Company:
LEONIS SECURITIES, LLC
Disclosures:
Experience:
5 years
View Profile
KT

Kathleen Yvonne Thomas

Kathleen Yvonne Thomas
RR
CRD#: 2140844
Location:
New York, NY 10022
Company:
LEONIS SECURITIES, LLC
Disclosures:
Experience:
34 years
View Profile
EA

Enrique Alvarez

Enrique Nmn Alvarez, Enrique Alvarez, Rick Alvarez
RR
CRD#: 4622342
Location:
Atlanta, GA 30339
Company:
EHCP CORPORATE FINANCE, LLC
Disclosures:
Experience:
19 years
View Profile
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