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Find, Compare and Monitor Financial Advisors at TOPCAP PARTNERS, INC.

CRD#: 283457
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

TOPCAP PARTNERS, INC. is located at 63 Main Street, Suite 202, Southampton, NY 11968 and was first established at Long Island, New York in 02/17/2016. After operating for 9 years, TOPCAP PARTNERS, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of TOPCAP PARTNERS, INC.’s clients are individuals and 0% of their clients are high net worth individuals. TOPCAP PARTNERS, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at TOPCAP PARTNERS, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access TOPCAP PARTNERS, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at TOPCAP PARTNERS, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for TOPCAP PARTNERS, INC. Comes From

Understanding the Statistics for TOPCAP PARTNERS, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
63 Main Street, Suite 202, Southampton, NY 11968
Mailing Address
63 Main Street, Suite 202, Southampton, NY 11968
Firm Size
Small
Phone Number
(631) 287-6035
Established
New York since 02/17/2016
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
NEUBERT, OLAFPRESIDENT/CCO5121437
GEORGE, KENNETH RONALDCFO/FINOP2643369

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Advisor's working at TOPCAP PARTNERS, INC.

ON

Olaf Neubert

RR
CRD#: 5121437
Location:
Southampton, NY 11968
Company:
TOPCAP PARTNERS, INC.
Disclosures:
Experience:
16 years
View Profile
KG

Kenneth Ronald George

Ken George
RR
CRD#: 2643369
Location:
Rye Brook, NY 10573
Company:
ARROW INVESTMENTS, INC.
Disclosures:
Experience:
30 years
View Profile
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