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FIRM PROFILE
Overview
JDL SECURITIES CORPORATION is located at 1001 Dove Street, Suite 160, Newport Beach, CA 92660-2816 and was first established at Los Angeles, California in 01/15/1991. After operating for 35 years, JDL SECURITIES CORPORATION has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of JDL SECURITIES CORPORATION’s clients are individuals and 0% of their clients are high net worth individuals. JDL SECURITIES CORPORATION has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at JDL SECURITIES CORPORATION are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access JDL SECURITIES CORPORATION‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at JDL SECURITIES CORPORATION. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for JDL SECURITIES CORPORATION Comes From
Understanding the Statistics for JDL SECURITIES CORPORATION and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1001 Dove Street, Suite 160, Newport Beach, CA 92660-2816
1001 Dove Street, Suite 160, Newport Beach, CA 92660-2816
Small
(949) 752-5206
California since 01/15/1991
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| J.DEREK LEWIS & ASSOCIATES, INC. | PARENT COMPANY | 122307 | |
| DALBY, RION JAMES | REGISTERED REP | 5122686 | |
| DUNAGAN, KELLY ALLAN JR. | REGISTERED REP | 4777170 | |
| ESPINILI, KATHRYN ELIZABETH | CHIEF COMPLIANCE OFFICER | 1220070 | |
| FERDI, MARK ANTHONY | REGISTERED REP | 7146341 | |
| GREENLEAF, RENY VESSELA M | CHIEF FINANCIAL OFFICER | 5479673 | |
| HYEPOCK, DOUGLAS GLENN | SECRETARY, DIRECTOR | 2282539 | |
| KNUTSEN, ROBERT WAYNE II | CEO | 5639871 | |
| VIDAL, ANDREW JOSEPH | REGISTERED REP | 6877943 |
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Advisor's working at JDL SECURITIES CORPORATION
Douglas Glenn Hyepock
Rion James Dalby
Reny Vessela M Greenleaf
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