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FIRM PROFILE
Overview
PHILOSMITH SECURITIES LLC is located at Six Landmark Square, Stamford, CT 06901 and was first established at Boston, Delaware in 04/23/1999. After operating for 27 years, PHILOSMITH SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PHILOSMITH SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. PHILOSMITH SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PHILOSMITH SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PHILOSMITH SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PHILOSMITH SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
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Understanding the Statistics for PHILOSMITH SECURITIES LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
Six Landmark Square, Stamford, CT 06901
Six Landmark Square, Stamford, CT 06901
Small
(203) 348-7365
Delaware since 04/23/1999
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
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Advisor's working at PHILOSMITH SECURITIES LLC
Anurag Sanjay Pandey
Francis Joseph Hagerty
David Anthony Salmon
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