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CRD#: 25960

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Where the Statistical Data for WILLIAM E. SIMON & SONS MUNICIPAL SECURITIES, INC. Comes From

Understanding the Statistics for WILLIAM E. SIMON & SONS MUNICIPAL SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
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Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
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HNWI
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MISC
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Employees
Total
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Registered
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Client Ratios
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Clients
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Individuals
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HNWI
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Firm Disclosures
Regulatory Event
3

FIRM INFORMATION

Established
Delaware since 01/03/1990
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
MARITAL TRUST 32 U/W CAROL G. SIMON DTD 6/20/93SHAREHOLDER
SIMON, WILLIAM EDWARD SRSHAREHOLDER424616
GRIMMIG, ROBERT FRANKCHAIRMAN OF THE BOARD230363
MARSHALL, JOEL ANDREWPRESIDENT706176
CAMPBELL, ROBERT TCHIEF FINANCIAL OFFICER1349154

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at WILLIAM E. SIMON & SONS MUNICIPAL SECURITIES, INC.

GH
AdvisorCheck Check Mark

Gregory Lamont Harris

RR
CRD#: 6111817
Location:
Farmingdale, NY 11735

Registered Affiliation(s):PFS INVESTMENTS INC.

Disclosures:
Experience:
13 years
HS
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Heidee S Salcedo

Heidz Sablayan Salcedo
PR
CRD#: 5958347
Location:
Minneapolis, MN 55402

Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC

Disclosures:
Experience:
15 years
Isaiah Simeon-james Symeonides
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Isaiah Simeon-james Symeonides

Simeon James, Isaiah Symeonides, Isaiah J Symeonides, Isaiah S Symeonides, Isaiah Simeon-James Symeonides
IAR
RR
CRD#: 7729025
Location:
Richmond, VA 23229

Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC

Disclosures:
Experience:
3 years
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