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Find, Compare and Monitor Financial Advisors at DOO FINANCIAL US, INC.

CRD#: 24409
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

DOO FINANCIAL US, INC. is located at 5049 Edwards Ranch Road Ste 400, Fort Worth, TX 76109 and was first established at Dallas, Pennsylvania in 05/22/1989. After operating for 37 years, DOO FINANCIAL US, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of DOO FINANCIAL US, INC.’s clients are individuals and 0% of their clients are high net worth individuals. DOO FINANCIAL US, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at DOO FINANCIAL US, INC. are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access DOO FINANCIAL US, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at DOO FINANCIAL US, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for DOO FINANCIAL US, INC. Comes From

Understanding the Statistics for DOO FINANCIAL US, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
5049 Edwards Ranch Road Ste 400, Fort Worth, TX 76109
Mailing Address
5049 Edwards Ranch Road Ste 400, Fort Worth, TX 76109
Firm Size
Small
Phone Number
(214) 385-2801
Established
Pennsylvania since 05/22/1989
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
DOO FINANCIAL HOLDING US LIMITEDOWNER
MCCAIN, RICHARD BARTOCFO4062238
SILVESTRO, MICHELE ANNFINOP6960939
YANCEY, CHARLES WILLIAMCEO/CCO1173660

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at DOO FINANCIAL US, INC.

MS

Michele Ann Silvestro

Michele Silvestro
RR
CRD#: 6960939
Location:
Bridgewater, NJ
Company:
CULTIVATE CAPITAL GROUP, LLC
Disclosures:
Experience:
5 years
View Profile
CY

Charles William Yancey

Bill Yancey
RR
CRD#: 1173660
Location:
Fort Worth, TX 76109
Company:
DOO FINANCIAL US, INC.
Disclosures:
Experience:
42 years
View Profile
RM

Richard Barto Mccain

Bart Mccain, Richard B. Mccain
RR
CRD#: 4062238
Location:
Fort Worth, TX 76109
Company:
DOO FINANCIAL US, INC.
Disclosures:
Experience:
26 years
View Profile
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