FIND A NATIONAL BANK OF CANADA FINANCIAL INC. FINANCIAL ADVISOR NEAR ME
Find, Compare and Monitor Financial Advisors at NATIONAL BANK OF CANADA FINANCIAL INC.
Looking for a Financial Advisor at NATIONAL BANK OF CANADA FINANCIAL INC.?
We have compiled every financial advisor who works at NATIONAL BANK OF CANADA FINANCIAL INC. in our database for you to search through. On this page, you will be able to find the closest financial advisors to you geographically, advisors with specific certifications that you are looking for, as well as many other filtering capabilities to help you search.
If you need additional assistance finding the specific financial advisor you are looking for, please use our search tool below and type in either their name or CRD number.
FIRM PROFILE
Overview
NATIONAL BANK OF CANADA FINANCIAL INC. is located at 65 East 55th Street 8th Floor, New York, NY 10022 and was first established at New York, Delaware in 06/01/1987. After operating for 39 years, NATIONAL BANK OF CANADA FINANCIAL INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of NATIONAL BANK OF CANADA FINANCIAL INC.’s clients are individuals and 0% of their clients are high net worth individuals. NATIONAL BANK OF CANADA FINANCIAL INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at NATIONAL BANK OF CANADA FINANCIAL INC. are registered to handle securities or provide financial advice. The firm has 10 disclosures, 10 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access NATIONAL BANK OF CANADA FINANCIAL INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at NATIONAL BANK OF CANADA FINANCIAL INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for NATIONAL BANK OF CANADA FINANCIAL INC. Comes From
Understanding the Statistics for NATIONAL BANK OF CANADA FINANCIAL INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
No Information
No Information
FIRM INFORMATION
65 East 55th Street 8th Floor, New York, NY 10022
65 East 55th Street 8th Floor, New York, NY 10022
Small
(212) 546-7500
Delaware since 06/01/1987
Corporation
October
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| NATIONAL BANK OF CANADA FINANCIAL GROUP INC. | SHAREHOLDER | ||
| BONDY, TODD RICHARD | MANAGING DIRECTOR, CO-HEAD OF US FIXED INCOME SALES & TRADING | 2526622 | |
| DONNELLY, MICHAEL PATRICK | MANAGING DIRECTOR, CO-HEAD OF US FIXED INCOME SALES & TRADING | 2530195 | |
| DUBUC, ETIENNE | CHAIRMAN OF BOARD, EQUITIES SALES SUPERVISOR | 6628432 | |
| GRABOVSKY, YURI | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, AND FINOP | 4149242 | |
| HEALEY, SEAN CHRISTOPHER | PRESIDENT, CEO, CTO, MANAGING DIRECTOR, GLOBAL SECURITIES FINANCE, REGISTERED OPTIONS SECURITIES FUTURES PRINCIPAL | 3218329 | |
| HOOD, ANDREW PETER | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 3008883 | |
| KATCHOUNI, ALAIN | MANAGING DIRECTOR AND HEAD OF EQUITIES | 4863032 | |
| LOCAS, YVES JOSEPH | MANAGING DIRECTOR, HEAD OF U.S. DEBT SYNDICATION | 6038023 | |
| MCENTYRE, PATRICK MICHAEL | MANAGING DIRECTOR, INSTITUTIONAL EQUITY ELECTRONIC TRADING AND SERVICES | 4420353 | |
| MCGOWAN, KATIE MARIE | CHIEF COMPLIANCE OFFICER | 5111849 | |
| MILLER, ROBERT DENNIS | MANAGING DIRECTOR, HEAD OF U.S. DEBT CAPITAL MARKETS | 2991181 | |
| PETITTO, LOUIS ROBERT | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 6449700 |
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
How Do I Determine Which Firm to Work With?
Advisor's working at NATIONAL BANK OF CANADA FINANCIAL INC.
Andrew Fraser Gilbert
Ann Pao Chu Ho
Mark William Kernaghan
Compare statistics for financial advisors here.
Review financial advisor disclosures here.
