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Find, Compare and Monitor Financial Advisors at SIG SPECIALISTS, INC.

CRD#: 21831

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Where the Statistical Data for SIG SPECIALISTS, INC. Comes From

Understanding the Statistics for SIG SPECIALISTS, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
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Individuals
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HNWI
No Information
Firm Disclosures
Regulatory Event
7

FIRM INFORMATION

Established
Pennsylvania since 02/01/1988
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SIG SPECIALISTS HOLDINGS, INC.SHAREHOLDER
ABRAHALL, TODD BERNARDPRESIDENT4624343
BRENNAN, DOUGLAS KEVINCHIEF FINANCIAL OFFICER1957074
RORKE, BRIAN WALLACECHIEF COMPLIANCE OFFICER4475071
SULLIVAN, BRIANTREASURER AND SECRETARY1802449
SULLIVAN, BRIANCHIEF OPERATIONS OFFICER1802449

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at SIG SPECIALISTS, INC.

AQ
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Azam Abdul Qayum

PR
CRD#: 2593525
Location:
Greenwood Village, IL 80111

Registered Affiliation(s):CETERA ADVISORS LLC

Disclosures:
Experience:
30 years
FC
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Flavia Cardozo

Flavia U Fonseca, Flavia Fonseca
IAR
RR
CRD#: 5474166
Location:
Naperville, IL 60540

Registered Affiliation(s):J.P. MORGAN SECURITIES LLC

Disclosures:
Experience:
18 years
Robert M. Wyrick, Jr.
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Robert M. Wyrick, Jr.

Rob Martin Wyrick Jr, Rob Wyrick Jr, Rob Wyrick, Robert M Wyrick Jr, Robert M Wyrick, Robert Martin Wyrick Jr
IAR
CRD#: 1219995
Location:
Houston, TX 77002

Registered Affiliation(s):POST OAK PRIVATE WEALTH ADVISORS

Disclosures:
Experience:
35 years
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