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FIRM PROFILE
Overview
WATERFORD CAPITAL, INC. is located at 14275 Midway Road Suite 138, Addison, TX 75001 and was first established at Dallas, Texas in 11/30/1987. After operating for 38 years, WATERFORD CAPITAL, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of WATERFORD CAPITAL, INC.’s clients are individuals and 0% of their clients are high net worth individuals. WATERFORD CAPITAL, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at WATERFORD CAPITAL, INC. are registered to handle securities or provide financial advice. The firm has 3 disclosures, 2 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access WATERFORD CAPITAL, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at WATERFORD CAPITAL, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for WATERFORD CAPITAL, INC. Comes From
Understanding the Statistics for WATERFORD CAPITAL, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
14275 Midway Road Suite 138, Addison, TX 75001
14275 Midway Road Suite 138, Addison, TX 75001
Small
(214) 363-6920
Texas since 11/30/1987
Corporation
November
FIRM DOCUMENTS
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Advisor's working at WATERFORD CAPITAL, INC.
David Patrick Oconnor
Kim Meyers Sams
David Michael Piotrowski
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