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FIRM PROFILE
Overview
SOVEREIGN LEGACY SECURITIES, INC. is located at 100 Gray Fox Run, Pinehurst, NC 28374 and was first established at Atlanta, New York in 03/31/1954. After operating for 72 years, SOVEREIGN LEGACY SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SOVEREIGN LEGACY SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. SOVEREIGN LEGACY SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SOVEREIGN LEGACY SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SOVEREIGN LEGACY SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SOVEREIGN LEGACY SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for SOVEREIGN LEGACY SECURITIES, INC. Comes From
Understanding the Statistics for SOVEREIGN LEGACY SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
100 Gray Fox Run, Pinehurst, NC 28374
P.o. Box 2299, Southern Pines, NC 28388
Small
(910) 692-8271
New York since 03/31/1954
Corporation
December
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Advisor's working at SOVEREIGN LEGACY SECURITIES, INC.
Frank Eric Pagan
Jacqueline Mccrann Westbrook
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