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Find, Compare and Monitor Financial Advisors at RKCA, INC.

CRD#: 17655
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

RKCA, INC. is located at 1077 Celestial Street, Cincinnati, OH 45202 and was first established at Chicago, Ohio in 01/23/1986. After operating for 40 years, RKCA, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of RKCA, INC.’s clients are individuals and 0% of their clients are high net worth individuals. RKCA, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at RKCA, INC. are registered to handle securities or provide financial advice. The firm has 2 disclosures, 2 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access RKCA, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at RKCA, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for RKCA, INC. Comes From

Understanding the Statistics for RKCA, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
2

FIRM INFORMATION

Main Address
1077 Celestial Street, Cincinnati, OH 45202
Mailing Address
1077 Celestial Street, Cincinnati, OH 45202
Firm Size
Small
Phone Number
(513) 371-5533
Established
Ohio since 01/23/1986
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
BHATTACHARYA, MONODIP SANKARMANAGING DIRECTOR6589221
COMPTON, THOMAS JOHN IIIMANAGING DIRECTOR6535588
RIPPE, BRENT C.MANAGING DIRECTOR & PRESIDENT5253919
WITT, BRANDON DAVIDPRINCIPAL FINANCIAL OFFICER (FINOP); CHIEF COMPLIANCE OFFICER; PRINCIPAL OPERATIONS OFFICER7903608

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at RKCA, INC.

JZ

Jackie Atticus Zablocki

Jackie Zablocki
PR
CRD#: 7891415
Location:
Cincinnati, OH 45202
Company:
RKCA, INC.
Disclosures:
Experience:
1 year
View Profile
CM

Colton Tyler Markland

RR
CRD#: 7869996
Location:
Cincinnati, OH 45202
Company:
RKCA, INC.
Disclosures:
Experience:
1 year
View Profile
AH

Adam J Herman

RR
CRD#: 4660286
Location:
Clayton, MO 63105
Company:
RKCA, INC.
Disclosures:
Experience:
4 years
View Profile
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