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FIRM PROFILE
Overview
BNY MELLON CAPITAL MARKETS, LLC is located at 240 Greenwich Street, New York, NY 10286 and was first established at New York, Delaware in 12/29/1999. After operating for 26 years, BNY MELLON CAPITAL MARKETS, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of BNY MELLON CAPITAL MARKETS, LLC’s clients are individuals and 0% of their clients are high net worth individuals. BNY MELLON CAPITAL MARKETS, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at BNY MELLON CAPITAL MARKETS, LLC are registered to handle securities or provide financial advice. The firm has 25 disclosures, 24 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access BNY MELLON CAPITAL MARKETS, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at BNY MELLON CAPITAL MARKETS, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for BNY MELLON CAPITAL MARKETS, LLC Comes From
Understanding the Statistics for BNY MELLON CAPITAL MARKETS, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
240 Greenwich Street, New York, NY 10286
240 Greenwich Street 3rd Floor, New York, NY 10286
Medium
(212) 815-4972
Delaware since 12/29/1999
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| BNY CAPITAL MARKETS HOLDINGS, INC. | SOLE SHAREHOLDER | ||
| BARYSH, ROBERT PHILIP | CHIEF OPERATIONS OFFICER (COO), PRINCIPAL OPERATIONS OFFICER | 2800329 | |
| DUFFANY, STEPHEN JOHN | CHIEF FINANCIAL OFFICER (CFO), PRINCIPAL FINANCIAL OFFICER (PFO) | 2535640 | |
| GOODHEART, JOHN | BOARD OF MANAGERS | 2419623 | |
| HIGGINS, ALISON MATTHESEN | BOARD OF MANAGERS, CHIEF COMPLIANCE OFFICER (CCO) | 6718782 | |
| KLINGER, DANIEL ADAM | BOARD OF MANAGERS | 2983871 | |
| LYNCH, ROBERT E | BOARD OF MANAGERS, CO-CHIEF EXECUTIVE OFFICER (CO-CEO) | 2981333 | |
| MCCORMICK, JEFFREY | BOARD OF MANAGERS | 5261504 | |
| SKOKO, DRAGAN | BOARD OF MANAGERS, CO-CHIEF EXECUTIVE OFFICER (CO-CEO) | 4394961 |
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Advisor's working at BNY MELLON CAPITAL MARKETS, LLC
Javier Daniel Ryzowy
David Vincent Clifford
Joseph Paul Vazquez
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