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FIRM PROFILE
Overview
UBS ASSET MANAGEMENT FUNDS LTD is located at 5 Broadgate, London, null EC2M 2QS. UBS ASSET MANAGEMENT FUNDS LTD has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of UBS ASSET MANAGEMENT FUNDS LTD’s clients are individuals and 0% of their clients are high net worth individuals. UBS ASSET MANAGEMENT FUNDS LTD has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at UBS ASSET MANAGEMENT FUNDS LTD are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access UBS ASSET MANAGEMENT FUNDS LTD‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at UBS ASSET MANAGEMENT FUNDS LTD. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for UBS ASSET MANAGEMENT FUNDS LTD Comes From
Understanding the Statistics for UBS ASSET MANAGEMENT FUNDS LTD and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
5 Broadgate, London, EC2M 2QS
+44 20 7901 5000
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| UBS ASSET MANAGEMENT HOLDING LTD | HOLDING COMPANY | 02/1981 | |
| Davis, Peter | NON-EXECUTIVE DIRECTOR | 07/2015 | 6631261 |
| Aziz, Adam, Jehan | DIRECTOR | 03/2018 | 7080030 |
| LARKIN, ANDREW, KEITH | DIRECTOR | 09/2018 | 7080034 |
| Kistler, Pascal | CHIEF LEGAL OFFICER | 10/2018 | 7080806 |
| Gulzar, Farooq | CHIEF RISK OFFICER | 04/2021 | 7522279 |
| SHABIR, NAZAM | HEAD C&ORC AM UK | 07/2022 | 7705880 |
| BICHARD, ROSIE | NON-EXECUTIVE DIRECTOR | 05/2022 | 7706067 |
| BEAN, GEORGINA, LOUISE | DIRECTOR | 02/2023 | 7715143 |
| Beadel, Daniel | CHIEF FINANCE OFFICER | 12/2019 | 7715144 |
| Taylor, Louise, Anne | DIRECTOR | 02/2023 | 7715148 |
| Wood, Andrew | CHIEF OPERATING OFFICER | 07/2022 | 7718625 |
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Advisor's working at UBS ASSET MANAGEMENT FUNDS LTD
Nicole Marie Amore
Emerlyn Castro Gopez
Peter David Dubin
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