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CRD#: 172583
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

NFSTX, LLC is located at 4 Times Square 27th Floor, New York, NY 10036 and was first established at New York, Delaware in 07/23/2014. After operating for 11 years, NFSTX, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of NFSTX, LLC’s clients are individuals and 0% of their clients are high net worth individuals. NFSTX, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at NFSTX, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access NFSTX, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at NFSTX, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for NFSTX, LLC Comes From

Understanding the Statistics for NFSTX, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
4 Times Square 27th Floor, New York, NY 10036
Mailing Address
151 West 42 Street 27th Floor, New York, NY 10036
Firm Size
Small
Phone Number
(212) 381-6440
Established
Delaware since 07/23/2014
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
NASDAQ FUND SECONDARIES, LLC100% OWNER OF NFSTX, LLC
CRANE, LINDA SALIERNOPRINCIPAL FINANCIAL OFFICER4374198
JOHNSON, LISA PATTONCHIEF COMPLIANCE OFFICER4168397
MABIN, RORY ALISONCEO5141036

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Advisor's working at NFSTX, LLC

LJ

Lisa Patton Johnson

Lisa Bernadette Patton, Lisa Patton, Lisa Bernadette Patton-Lipford, Lisa Patton-Lipford
RR
CRD#: 4168397
Location:
New York, NY 10036
Company:
NASDAQ CAPITAL MARKETS ADVISORY LLC
Disclosures:
Experience:
25 years
View Profile
LC

Linda Salierno Crane

Linda Crane, Linda Salierno
RR
CRD#: 4374198
Location:
Philadelphia, PA 19104
Company:
NASDAQ EXECUTION SERVICES, LLC
Disclosures:
Experience:
19 years
View Profile
SL

Sarina Lee

RR
CRD#: 7337426
Location:
New York, NY 10036
Company:
NFSTX, LLC
Disclosures:
Experience:
4 years
View Profile
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