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Find, Compare and Monitor Financial Advisors at SHAWMUT BROKERAGE, INC.

CRD#: 17081

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FIRM PROFILE

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Total Number of HNWI Clients:No Information
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Average HNWI Account Size:No Information

Where the Statistical Data for SHAWMUT BROKERAGE, INC. Comes From

Understanding the Statistics for SHAWMUT BROKERAGE, INC. and How They Compare to Other Firms Through Our Analysis

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FIRM INFORMATION

Established
Connecticut since 11/01/1985
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
No Information

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Advisor's working at SHAWMUT BROKERAGE, INC.

Richard Gaspare Dragotta
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Richard Gaspare Dragotta

Richard Gaspare Dragotta Mr
IAR
RR
CRD#: 2056192
Location:
Paramus, NJ 07652

Registered Affiliation(s):LPL FINANCIAL LLC

Disclosures:
Experience:
34 years
Frank Charles Ward
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Frank Charles Ward

Frank Ward, Charles Ward, Charlie Ward, Frank Charles Ward, Frank Charlie Ward
IAR
RR
CRD#: 7117284
CFP®: Certified Financial Planner
Location:
Morristown, NJ 07960

Registered Affiliation(s):LPL FINANCIAL LLC

Disclosures:
Experience:
6 years
Scott Thomas Davison
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Scott Thomas Davison

IAR
CRD#: 5744747
CFP®: Certified Financial Planner
Location:
Grand Rapids, MI 49546

Registered Affiliation(s):WEALTHCARE CAPITAL MANAGEMENT LLC

Disclosures:
Experience:
14 years
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