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CRD#: 169678
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

SHOT TOWER SECURITIES LLC is located at Village Of Cross Keys, 1 Village Square 5100 Falls Road, Suite 157, Baltimore, MD 21210 and was first established at Philadelphia, Delaware in 09/26/2013. After operating for 12 years, SHOT TOWER SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SHOT TOWER SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. SHOT TOWER SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SHOT TOWER SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SHOT TOWER SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SHOT TOWER SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for SHOT TOWER SECURITIES LLC Comes From

Understanding the Statistics for SHOT TOWER SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
Village Of Cross Keys 1 Village Square 5100 Falls Road, Suite 157, Baltimore, MD, 21210
Mailing Address
Village Of Cross Keys 1 Village Square 5100 Falls Road, Suite 157, Baltimore, MD, 21210
Firm Size
Small
Phone Number
(410) 376-7900
Established
Delaware since 09/26/2013
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SHOT TOWER CAPITAL LLCMANAGING MEMBER
DUNN, DAVID ROBERTPRESIDENT, CEO, CCO, EXECUTIVE REP., AML SUPERVISOR3116967
HOPKINS, THOMAS JOHNFINOP1835087
LAW, ROBERT WAYNE JRCOO5008275

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Advisor's working at SHOT TOWER SECURITIES LLC

TH

Thomas John Hopkins

RR
CRD#: 1835087
Location:
New York, NY 10022
Company:
BROCK SECURITIES LLC
Disclosures:
Experience:
17 years
View Profile
RL

Robert Wayne Law JR

Rob Law, Robert Wayne Law Jr., Robert Wayne Law, Robert Law
RR
CRD#: 5008275
Location:
Baltimore, MD 21210
Company:
SHOT TOWER SECURITIES LLC
Disclosures:
Experience:
17 years
View Profile
DD

David Robert Dunn

Dave Dunn, David Dunn
RR
CRD#: 3116967
Location:
Baltimore, MD 21210
Company:
SHOT TOWER SECURITIES LLC
Disclosures:
Experience:
27 years
View Profile
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